• NYSE: ASB
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  • 13.53
    Stock Quote ($)
    • Change ($) (0.03)
    • Change (%) (0.22)
    • Market Value ($M) 2,044.85
    • Volume 3,698,398
    As of 09/18/2020 Close Minimum 20 minute delay.

Insider Ownership

Common Stock
Name of Beneficial OwnerAmount and Nature of Beneficial Ownership(1)Shares Issuable Within 60 Days(2)Percent of Class
Directors
Philip B. Flynn1,258,486633,649 *
John F. Bergstrom20,5000*
Michael T. Crowley, Jr.884,9310*
R. Jay Gerken2,0000*
Judith P. Greffin00*
William R. Hutchinson67,333 0*
Robert A. Jeffe00*
Eileen A. Kamerick00*
Gale E. Klappa00*
Richard T. Lommen67,8280*
Cory L. Nettles00*
Karen T. van Lith10,0000*
John (Jay) B. Williams6,0000*
Named Executive Officers
Christopher J. Del Moral-Niles215,721139,648*
Randall J. Erickson167,96187,714*
John A. Utz155,448107,445*
David Stein220,501134,913*
All Directors and Executive Officers as a group (27 persons)3,619,348(3)1,420,5922.13%

* Denotes percentage is less than 1%.

(1) Beneficial ownership includes shares with voting and investment power in those persons whose names are listed above or by their spouses or trusts. Some shares may be owned in joint tenancy, by a spouse, by a corporate entity, or in the name of a trust or by minor children. Shares include shares issuable within 60 days of the Record Date and vested and unvested service-based restricted stock.

(2) Shares subject to options exercisable within 60 days of the Record Date.

(3) Includes an aggregate of 19,664 shares that have been pledged by a director in securities brokerage accounts in compliance with Associated's Insider Trading Policy.



Insider Ownership

Click on an individual's name to see their transaction history.

Insider Transaction Activity (Last 6 Months)
Aggregates Shares Price ($) Value ($)
Open Market Buys 2,000 12.98 25,960
Open Market Sells 0 -- --
Options Ex. & Sold (1,909) 13.68 (26,115)
Net Shares 17,992 13.76 247,971

High Volume Traders (Last 6 Months)
Name #Buys #Sells # Options Ex. & Sold Total # Trans. Net Shares
Philip B. Flynn 2 0 0 2 3,117
Christopher J. Del Moral-Niles 1 0 0 1 2,000
William M. Bohn 2 0 2 4 (1,192)
William R. Hutchinson 6 0 0 6 1,151
Tammy C. Stadler 8 0 0 8 1,093

Insider Ownership
Transaction Date Name Action Shares Price ($) Value ($) Type Report Date
9/15/2020
Philip B. Flynn
President, CEO & Director
Buy 1,645 13.27 21,829 Direct 9/16/2020
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2020
David L. Stein
Executive VP and Head of Consumer & Business Banking
Buy 129 13.27 1,712 Direct 9/16/2020
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2020
Kitowski, Nicole M.
Executive VP & Chief Risk Officer
Buy 8 13.46 108 Direct 9/16/2020
Other acquisition or disposition
9/15/2020
John Anthony Utz
Executive VP, Head of Corporate Banking & Milwaukee Market P
Buy 91 13.46 1,224 Direct 9/16/2020
Other acquisition or disposition
9/15/2020
John Anthony Utz
Executive VP, Head of Corporate Banking & Milwaukee Market P
Buy 167 13.27 2,216 Direct 9/16/2020
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2020
Paul Gregory Schmidt
Executive VP & Head of Commercial Real Estate
Buy 332 13.27 4,406 Direct 9/16/2020
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2020
Meinolf, Michael O.
Executive VP & Chief Information Officer
Buy 23 13.46 309 Direct 9/16/2020
Other acquisition or disposition
9/15/2020
Dewitt, Angie M.
Executive VP & Chief Human Resources Officer
Buy 37 13.46 498 Direct 9/16/2020
Other acquisition or disposition
9/15/2020
Dewitt, Angie M.
Executive VP & Chief Human Resources Officer
Buy 107 13.03 1,394 Direct 9/16/2020
Other acquisition or disposition
9/15/2020
William R. Hutchinson
Chairman Emeritus
Buy 140 13.27 1,858 Direct 9/16/2020
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2020
William R. Hutchinson
Chairman Emeritus
Buy 83 13.27 1,101 Direct 9/16/2020
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2020
William R. Hutchinson
Chairman Emeritus
Buy 384 13.27 5,096 Direct 9/16/2020
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2020
John F. Bergstrom
Independent Director
Buy 140 13.27 1,858 Direct 9/16/2020
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2020
John F. Bergstrom
Independent Director
Buy 83 13.27 1,101 Direct 9/16/2020
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2020
John F. Bergstrom
Independent Director
Buy 327 13.27 4,339 Direct 9/16/2020
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2020
Richard T. Lommen Jr.
Former Independent Director
Buy 140 13.27 1,858 Direct 9/16/2020
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2020
Richard T. Lommen Jr.
Former Independent Director
Buy 10 13.03 130 Direct 9/16/2020
Other acquisition or disposition
9/15/2020
Richard T. Lommen Jr.
Former Independent Director
Buy 83 13.27 1,101 Direct 9/16/2020
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2020
Richard T. Lommen Jr.
Former Independent Director
Buy 327 13.27 4,339 Direct 9/16/2020
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2020
Gale E. Klappa
Independent Director
Buy 140 13.27 1,858 Direct 9/16/2020
Grant award or other acquisition pursuant to Rule 16b-3(d)