Common Stock
Announce DateOffering TypeStatusPrivate Placement?Share Price ($)Shares OfferedOffering Size ($000)
12/29/2010Private Placement - Common StockPriced 12/31/2010Yes4.2512,718,63554,054
 Common stock, $0.001 par value
5/28/2010Shelf RegistrationPending 5/28/2010No-9,825,000142,364
 Common stock, $0.001 par value
9/21/2009Follow-OnPriced 9/24/2009No4.0020,700,00082,800
 Common stock, $0.001 par value

Preferred Stock
Announce DateOffering TypeStatusPrivate Placement?Coupon (%)Shares OfferedOffering Size ($000)
8/25/2011Private Placement - Preferred StockPriced 8/25/2011Yes-72,66472,664
 Variable rate series C non-cumulative perpetual preferred stock issued through the SBLF, $0.001 par value
12/29/2010Convertible PreferredPriced 12/31/2010No9.000031931,900
 9.000% Series B mandatory convertible cumulative preferred stock, $0.001 par value
9/21/2009Convertible PreferredPriced 10/29/2009Yes9.000039339,300
 9.000% Series A mandatory cumulative convertible preferred stock, $0.001 par value
2/3/2009Private Placement - Preferred StockPriced 3/6/2009Yes-100,000100,000
 Variable rate series T cumulative perpetual preferred stock issued under TARP, $0.001 par value

Trust Preferred
Announce DatePrivate Placement?Coupon (%)Maturity DateYTM (%)Offering Size ($000)
9/19/2008No-12/31/2038-30,000
 Trust preferred securities, due 2038
4/26/2006Yes-6/15/2036-30,000
 Variable rate cumulative trust preferred securities, due 06/15/36
6/30/2005Yes-6/15/2035-10,000
 Floating rate cumulative trust preferred securities, due 06/15/35
5/4/2004Yes-6/17/2034-15,000
 Floating rate cumulative trust preferred securities, due 06/17/34
5/17/2001No9.00006/18/20319.00025,000
 9.00% Trust preferred securities, due 06/18/31

Senior Debt
Announce DateStatusPrivate Placement?Coupon (%)Maturity DateYTM (%)Offering Size ($000)
5/18/2017Priced 5/18/2017No3.75005/25/20223.75040,000
 3.750% Senior unsecured notes, due May 25, 2022

Subordinated Debt
Announce DatePrivate Placement?Coupon (%)Maturity DateYTM (%)Offering Size ($000)
5/18/2017No-5/25/2027-60,000
 Variable rate unsecured subordinated notes, due May 25, 2027

Common Stock (Subsidiaries)
Announce DateOffering TypeStatusPrivate Placement?Share Price ($)Shares OfferedOffering Size ($000)
First Community Financial Bank
8/24/2007Private Placement - Common StockPriced 11/3/2008Yes10.001,500,00015,000
 Common stock, $1.00 par value
First Community Financial Partners, Inc.
2/18/2009Private Placement - Common StockPriced 5/31/2009Yes9.2544,880415
 Common stock, $1.00 par value
First Community Financial Partners, Inc.
3/31/2008Private Placement - Common StockPriced 2/1/2008Yes9.251,903,52217,608
 Common stock, $1.00 par value
First Community Financial Partners, Inc.
9/15/2006Private Placement - Common StockPriced 9/15/2006Yes7.504,000,00030,000
 Common stock, $1.00 par value
Pulaski Financial Corp.
6/26/2014Private Placement - Common StockPriced 6/25/2014Yes-68,818-
 Common Stock
Pulaski Financial Corp.
6/26/2014Private Placement - Common StockPriced 6/25/2014Yes-604,542-
 Common Stock
Pulaski Financial Corp.
5/7/2013Common Stock - OtherTerminatedNo--9,856
 Common Stock
Pulaski Financial Corp.
5/7/2013Common Stock - OtherPriced 6/30/2013No10.6013,653145
 Common Stock
Pulaski Financial Corp.
10/14/2005Follow-OnPriced 2/6/2006No15.251,150,00017,538
 Common Stock

Preferred Stock (Subsidiaries)
Announce DateOffering TypeStatusPrivate Placement?Coupon (%)Shares OfferedOffering Size ($000)
First Community Financial Partners, Inc.
9/5/2012Preferred EquityPriced 9/12/2012Yes-22,00014,355
 Variable rate series B cumulative perpetual preferred stock, $1.00 par value
7/9/2012Private Placement - Preferred StockPriced 7/26/2012Yes9.00001,100728
 9.000% Series C preferred stock, $1.00 par value
12/11/2009Private Placement - Preferred StockPriced 12/11/2009Yes-22,00022,000
 Variable rate Series B cumulative preferred stock issued under TARP with immediately exercised warrants, $1.00 par value
2/18/2009Private Placement - Preferred StockPriced 5/31/2009Yes8.00004,0604,060
 8.000% Series A non-cumulative convertible preferred stock, $1.00 par value
6/15/2012Preferred EquityPriced 6/27/2012No-32,53828,894
 Variable rate series A cumulative perpetual preferred stock, $0.01 par value
12/22/2008Private Placement - Preferred StockPriced 1/16/2009Yes-32,53832,538
 Variable rate series A cumulative perpetual preferred stock issued under TARP, $0.01 par value

Trust Preferred (Subsidiaries)
Announce DatePrivate Placement?Coupon (%)Maturity DateYTM (%)Offering Size ($000)
Pulaski Financial Corp.
12/20/2004Yes-12/15/2034-10,000
 Floating rate trust preferred securities, due 12/15/34
Pulaski Financial Corp.
3/30/2004Yes-6/17/2034-9,000
 Floating rate trust preferred securities, due 06/17/34

Subordinated Debt (Subsidiaries)
Announce DatePrivate Placement?Coupon (%)Maturity DateYTM (%)Offering Size ($000)
First Community Financial Partners, Inc.
10/15/2014Yes7.000010/31/2022-9,800
 7.000% Subordinated notes, due Oct 31, 2022
First Community Financial Partners, Inc.
9/30/2013Yes8.62509/30/2021-5,500
 8.625% Subordinated notes, due Sept 30, 2021
First Community Financial Partners, Inc.
3/13/2013Yes9.00003/12/2023-10,000
 9.000% Subordinated unsecured notes, due Mar 12, 2023

Note: Capital Offerings information is comprehensive for securities issued on or after January 1, 2000.